Top

We were delighted to host our annual flagship compliance event in Singapore.

Who attended?

Over 300 leading compliance professionals from the top international and local Private Banks, Retail Banks, Multi-Family Offices and IFAs, as well as RMs and advisers from across the industry.

What was covered?

We focused on the following themes – 

  • How you can meet the new compliance expectations – but still make a profit?
  • Can you navigate your way to a profitable and sustainable platform?
  • With the fintech revolution underway – can the machines and the paper mesh up well up enough? Or do compliance officers have to find a middle ground?
  • Disclaimers and exclusion clauses – will they destroy trust further and end the client relationship?
  • How have AML controls changed in light of AEOI, CRS and BSI / 1MDB?
  • Banks’ client acceptance policies, DDC and account-opening processes – are they too painful and restrictive now?
  • How can independent firms keep up?
  • How can I make sure a BSI-type situation doesn't happen to me?
  • Where will the next conduct enforcement shock come from?

 

 

SPEAKERS

View Profile

{[{ speaker.name }]}
{[{ speaker.company }]}

{[{sponsor.title}]}
{[{sponsor.title}]}
{[{sponsor.title}]}
{[{sponsor.title}]}
{[{sponsor.title}]}